All Series by Number

Series 3 - Futures
The Series 3 examination is required for individuals who wish to sell futures contracts or options on futures.
starting at
$185
Learn More
Series 4 - Options
The Series 4 exam is required for all managers supervising options sales personnel or for individuals supervising options compliance. The prerequisite examination is the Series 7.
starting at
$160
Learn More
Series 6 - Investment Co. / Variable Annuity Representative
The Series 6 examination is required for individuals who wish to sell only investment company shares and variable annuities. This type of registration is accepted only by FINRA "investment companies / variable annuities" member firms.
starting at
$85
Learn More
Series 7 - General Securities Representative
The Series 7 examination is required for individuals who wish to sell all types of securities for FINRA member firms, and for FINRA "general securities" member firms. The exam consists of 250 multiple choice questions (plus 10 extra "trial" questions), administered through computer using the "Proctor" system...
starting at
$185
Learn More
Series 9 - Branch Manager - Options
The Series 9/10 exam is accepted by FINRA member firms to license branch managers to supervise branch activities. The prerequisite examination is the Series 7.
starting at
$150
Learn More
Series 10 - Branch Manager - Regulations
The Series 9/10 exam is accepted by FINRA member firms to license branch managers to supervise branch activities. The prerequisite examination is the Series 7.
starting at
$170
Learn More
Series 9/10 - Branch Manager - Options / Branch Manager - Regulations
The Series 9/10 exam is accepted by FINRA member firms to license branch managers to supervise branch activities. The prerequisite examination is the Series 7.
starting at
$220
Learn More
Series 17 - General Securities Representative License for Certain Individuals
The Series 17 examination is an "add-on" test to the British securities license, that gives an individual the equivalent of the U.S. Series 7 General Securities license without having to duplicate material already covered in the British exam...
starting at
$125
Learn More
Series 24 - General Securities Principal
The Series 24 examination is required for all officers and supervisors of sales persons at FINRA "general securities" member firms. The prerequisite examination is the Series 7.
starting at
$195
Learn More
Series 26 - Investment Companies / Variable Annuities
The Series 26 examination is required for persons that will supervise Investment Company Products / Variable Contracts Representative (Series 6) individuals. The prerequisite license is the Series 6.
starting at
$135
Learn More
Series 27 - Financial and Operations
The Series 27 Financial and Operations Principal examination is required for the Chief Financial Officer of FINRA member firms and also for senior accounting staff personnel that prepare member firm financial reports. The Series 27 examination consists of 145 multiple choice questions to be completed in 3 1/2 hours. There is no prerequisite exam.
starting at
$195
Learn More
Series 31 - Futures Managed Funds
The Series 31 examination is required for those who wish to receive trailing commissions on commodity limited partnerships, commodity pools, or managed accounts guided by Commodity Trading Advisers. It is also meant for those supervising these same limited activities. Individuals who take this exam in...
starting at
$65
Learn More
Series 50 - Municipal Advisor Representative
The Series 50 Municipal Advisor Representative Examination qualifies an individual to engage in municipal advisory activities on behalf of a municipal advisory firm. The examination is created by the Municipal Securities Rulemaking Board (MSRB).
starting at
$85
Learn More
Series 51 - Municipal Fund Securities
Anyone who manages, directs or supervises activities in municipal fund securities (Section 529 Plans) must be licensed as either a Series 51 Limited Principal or Series 53 Municipal Securities Principal.
starting at
$85
Learn More
Series 53 - Municipal Securities
The Series 53 examination is required for any person supervising Municipal Securities Representatives (Series 52), or supervising specified municipal functions. The prerequisite exam is the Series 52 or Series 7.
starting at
$160
Learn More
Series 57 - Securities Trader
The Series 57 Securities Trader Examination is required for any individual who is an OTC equities trader or an OTC trader of exchange-listed options.
starting at
$110
Learn More
Series 63 - Uniform State Law Agent
The Series 63 examination is required by most states for individuals who solicit orders for any type of security in that state. This license is required in addition to the registered representative license (e.g. Series 6 or Series 7 license).
starting at
$95
Learn More
Series 65 - Investment Adviser
The Series 65 examination is required by most states for individuals that act as investment adviser representatives. This is the only license required if an individual acts as an investment adviser representative. If that individual wishes to register as a securities sales representative, which is necessary to accept commissions...
starting at
$135
Learn More
Series 66 - Combined Securities Agent / Investment Adviser Rep.
The Series 66 examination licenses an individual in the State to sell both securities and investment advisory products. Only individuals who have completed or will complete the Series 7 exam may take the Series 66 exam.
starting at
$135
Learn More
Series 82 - Private Securities Offerings Representative
The Series 82 examination is required for individuals who wish to offer private placements in the primary market.
starting at
$125
Learn More
Series 99 - Operations Professional
The Series 99 Operations Professional is for anyone in the FINRA list of "covered persons" that must be registered. These are essentially supervisors of client-facing back office functions, and persons who design and implement back-office operations and control systems. Clerical personnel are excluded from...
starting at
$85
Learn More

About Pass Perfect

Pass Perfect is a leading developer of targeted, effective training programs for Series 7 and other FINRA and NASAA securities licensing exams.

Our level of experience and expertise is unmatched. Over the last 30 years we have successfully trained over 1,000,000 individuals for these exams.

Need Help?

If you have questions or comments about a product, please call us at:

(800) 349-3396

To place an order by phone or to contact Tech Support, call us at:

(800) 777-7462

Click the green button below to start a conversation with a representative:

Email us your feedback:
webmaster @passperfect.com