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Securities Licensing Exam!

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Are You Ready For The SIE Exam?

The Securities Industry Essentials (SIE) Exam, available beginning October 1, 2018, is a new FINRA exam for prospective securities industry professionals. Whether you are a working professional or just starting out, we can help bring you up to speed with SIE.

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SIE - One Week In

Our candidates are taking the Securities Industry Essentials (SIE) exam with confidence.

After over one week, the results are in! Our students who complete the SMART SIE and get a green light are passing the SIE with no issues. Their comments to us state that they were fully prepared, that there were no surprises, and that they were confident throughout the test.

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Registered Representative
The Registered Representative licensing exams allow an individual to recommend, sell, or trade the securities covered by that test.
Series 7 - General Securities
Series 6 - Investment Companie...
All Courses...
State Licensing
Uniform State Law requires that individuals who sell securities or advisory services to the public be licensed in that State.
Series 63 - Uniform State Law Agent
Series 65 - Investment Adviser
Series 66 - Combined Securiti...
Manager / Principal
These exams allow an individual to supervise persons who recommend, sell, or trade securities; or to supervise back office and accounting functions.
Series 9/10 - FINRA Branch Mang...
Series 24 - FINRA General Securities
All Courses...