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Series 6

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Series 6

Created in 1980, the Series 6 exam was designed to assess the competency of an entry-level registered representative to perform their job as an investment company and variable contracts products representative. The Series 6 exam is administered by the Financial Industry Regulatory Authority (FINRA), and required by FINRA and SEC.

Visit FINRA for more info

50 Questions

Multiple Choice

1h 30m

Duration

70%

Min Passing Score

58%

Average Passing Rate

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Requisites

Corequisites

  • SIE

Topics

  • Product knowledge of investment companies and variable products
  • Regulation
  • Customer accounts
  • Taxation
  • Securities markets
  • Retirement plans

Retake Wait Periods

After the first or second time a candidate fails the Series 6, there is a mandatory 30-day waiting period before they can take the exam again. After the third (and subsequent) fails, the waiting period increases to 180 days. The $100 exam fee applies each time they take the exam.

What’s Next

For potential Registered Representatives, Financial Advisers, Financial Consultants, and Registered Associates, the Series 6 exam is a great way to further your career. Series 6 is a prerequisite for the Series 26 exam.

Prep Packages

Be confident, fully prepared, and ready to pass.

This exam not only features tricky concepts, but also tricky wording. You need a Series 6 prep course that promises you’ll pass.

Best Value

Pass Promise

Our best value: A guaranteed pass, plus an instructor-led live virtual class for your review.

$

213

Course access is for 7 months from the date of purchase

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Features

Pass Plus Pro

Want to supplement your studies? Get a few helpful extras, like on-demand instructional videos.

$

168

Course access is for 7 months from the date of purchase

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Features

Pass Plus

If you thrive as an independent learner, this self-study package has the essentials you need.

$

127

Course access is for 7 months from the date of purchase

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Features

Looking for Study Aids?

We offer resources and materials to help get you prepped and confident.

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With Us You Can

Study Smarter

Retention Over Memorization

We’ll provide you with in-depth content and practice questions that mimic the actual test — so there are no surprises come exam day.

View Sample Questions

Shorten Your Study Time

Delivering content based performance to help you move on from concepts you’ve mastered and going deeper into ones you haven’t.

Customize Your Studies

Delivering content based performance to help you move on from concepts you’ve mastered and going deeper into ones you haven’t.

Virtual, Online Classes

Led by industry experts, providing students with pertinent securities exam essentials and the knowledge needed to successfully pass.

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From self-proclaimed bad test-takers to those with little to-no-experience, we equip our studiers with everything needed to pass the first time.

Learn about our Pass Promise

Course Material

Your Ultimate Resource

We have created the ultimate resource to help ensure you pass — the first time. Developed by experts in FINRA licensing, our coursework incorporates everything you need to know to successfully take this important step in advancing your career.

Multi-level Assessments

Includes Quick Quizzes at the topic level.

Chapter Video Lectures

Created by expert Instructors, aligned with the book’s content.

Animated Videos

Reinforcing key concepts and test-taking strategies with simulated exam questions.

Scored and Graded Assessments

Check Your Understanding, Chapter Exams, Mid-Term Exams, and Fixed Final Exams.

Clear and concise course material

Increased efficiency in learning, allowing more time for Final Practice Exams.

Intuitive & Modern User Interface

Our LMS allows you to engage easily and keep careful track of your progress, so you can focus on learning.

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Pass Promise

Our Pass Promise

Our Pass Promise courses are thorough, proven and come with a guarantee that students who complete the program will pass their licensing exams. Pass Promise courses guarantee you will pass your exam the first time. And if you don’t, you’ll get a full refund, or you can keep access to all the materials and resources — for free — until you do.

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Promise Guarantee

75%

Pass at least 3 practice final exams with a 75% or higher score.

5 days

Take your licensing exam within 5 days of passing the 3 finals.

FAQs

The Series 6 exam does not expire unless you leave the employ of the member firm. There is a 2-year grace period — after the 2-year employment lapse, retesting is required.

After passing the Series 6 exam, you can pursue a career in financial services. For potential Registered Representatives, Financial Advisers, Financial Consultants, and Registered Associates, the Series 6 exam is a great way to further your career. Series 6 is a prerequisite for the Series 26 exam.

Not everyone can take the Series 6 — sponsorship from a FINRA member firm is required, meaning a candidate must first be hired by a FINRA member firm.

Yes, but it is not recommended.

No, but SIE is a co-requisite for Series 6.

The Series 6 exam is not math-heavy, but a calculator will be provided by the testing center, if needed.

You cannot bring in anything with you to take the Series 6 exam. No pen, pencil, calculator, cell phone, smart watch, or paper. Everything is prohibited.

You may take the Series 6 exam as many times as it takes to pass. Note there is a 30-day waiting period after your first and second failed attempt, and a 6-month waiting period after the third failed attempt and beyond. The $40 exam fee applies each time you take the exam.

After the first or second time a candidate fails the Series 6, there is a mandatory 30-day waiting period before they can take the exam again. After the third (and subsequent) fails, the waiting period increases to 180 days. The $40 exam fee applies each time they take the exam.

Visit Finra.org to enroll for the Series 6 exam. The exam fee is $40, and a member firm employer will register you.

Many students perceive the Series 6 exam to be easier than the SIE due to its narrower curriculum.

The minimum passing score for the Series 6 exam is 70%.

The Series 6 exam consists of 50 multiple choice questions.

You will have 1 Hours and 30 Minutes to complete the Series 6 exam.

When preparing to take the Series 6 exam, you should plan to study for 50-60 hours. Typically, candidates study over the course of 2-3 weeks. The time you need to spend preparing for the exam varies depending on your familiarity with the material. Our adaptive preparation provides extra help where needed to make sure you spend your study time wisely and take the test with confidence.