Series 99

Why Pass Perfect for Series 99 Exam Prep?

As a relatively new exam, introduced in 2011, people may easily underestimate Series 99. And if you have years of experience, but haven't studied for anything in quite awhile, it can be tough to trust your instincts during a test. You need a prep course that can promise you'll pass.

And we equip all of our Series 99 studiers with everything they need to pass the first time. (Seriously. Just check our reviews).

  • Smarter Studying
  • Series 99 Exam Info

Reinforce retention over memorization with in-depth content and practice questions that mimic the actual test — so there are no surprises come exam day.

Shorten your study time with content delivery based on performance — moving on from concepts you’ve mastered and going deeper into ones you haven’t.

Customize your studies with our flexible program design — letting you absorb info in ways you learn best, at a pace that’s perfect for you.

The Series 99 exam — the Operations Professional Exam — is required for supervisors of client-facing back office functions and those who design and implement back office operations and control systems. It covers securities industry and broker dealer operations, as well as professional conduct and ethical considerations.
Visit FINRA for more info

Exam

50 Multiple Choice Questions

Duration

1 Hour and 30 Minutes

Passing Score

68%

Prerequisite(s)

Series 99 Prep Package

Over $200 Value

Printed Materials
+ Databank

Best for new Series 99 learners to reinforce knowledge with a question bank.

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Series 99 Single Options

Printed Material

For independent learners, featuring a Series 99 study guide for final review.

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Databank

Best if you already know Series 99, and only require practice quizzes with feedback and exam questions for deeper comprehension.

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