Series 27 - Financial and Operations

The Series 27 Financial and Operations Principal examination is required for the Chief Financial Officer of FINRA member firms and also for senior accounting staff personnel that prepare member firm financial reports. The Series 27 examination consists of 145 multiple choice questions to be completed in 3 1/2 hours. There is no prerequisite exam.

Please click on an available product below to learn more:

This bundle is for the person who:

  • Prefers hard copy reading
  • Has some financial background
  • Wishes to study specific areas

This bundle includes:

  • Series 27 DATABANK Practice Exams and Printed Materials 2 in 1 Bundle

Our Series 27 material is unique in its coherent presentation of this very difficult material. Not only is it used by individuals who wish to prepare for the exam, but accounting firms and SROs (Self-Regulatory Organizations) have used it as the starting point to train their personnel in the complexities of the Net Capital Rule and Customer Protection Rule.

The PassPerfect Series 27 text covers the following test areas:

  • Net Capital Rule
  • Customer Funds Rules
  • Reporting and Recordkeeping Rules
  • Uniform Practice Rules
  • Margin Rules
  • Other Relevant Regulations

(over 400 pages with over 1,000 questions, including 5 simulated Series 27 practice finals)

This bundle is for the person who:

  • Prefers hard copy reading
  • Has some financial background
  • Wishes to study specific areas

This bundle includes:

  • Series 27 DATABANK Practice Exams and Printed Materials 2 in 1 Bundle

Web Based (Recommended)

  • Always Up To Date
  • Unlimited Quizzes for each of the major topics covered on the exam
  • 5 Finals, covering material from all major topics

Designed to complement our Printed Materials, Series 27 DATABANK Practice Exams software is a convenient and effective method of testing a student's overall comprehension of the material. Using DATABANK Practice Exams software prepares the candidate for the actual test by presenting practice questions of similar complexity to that of the real exam.

The program consists of tests drawn from a pool of over 650 questions covering the major topics found on the actual exam.

Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question the student sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.

Anyone using Printed Materials, or attending Live Virtual Classroom Training, will improve their scores with DATABANK Practice Exams.

Our Series 27 material is unique in its coherent presentation of this very difficult material. Not only is it used by individuals who wish to prepare for the exam, but accounting firms and SROs (Self-Regulatory Organizations) have used it as the starting point to train their personnel in the complexities of the Net Capital Rule and Customer Protection Rule.

The PassPerfect Series 27 text covers the following test areas:

  • Net Capital Rule
  • Customer Funds Rules
  • Reporting and Recordkeeping Rules
  • Uniform Practice Rules
  • Margin Rules
  • Other Relevant Regulations

(over 400 pages with over 1,000 questions, including 5 simulated Series 27 practice finals)

Web Based (Recommended)

  • Always Up To Date
  • Unlimited Quizzes for each of the major topics covered on the exam
  • 5 Finals, covering material from all major topics

Designed to complement our Printed Materials, Series 27 DATABANK Practice Exams software is a convenient and effective method of testing a student's overall comprehension of the material. Using DATABANK Practice Exams software prepares the candidate for the actual test by presenting practice questions of similar complexity to that of the real exam.

The program consists of tests drawn from a pool of over 650 questions covering the major topics found on the actual exam.

Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question the student sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.

Anyone using Printed Materials, or attending Live Virtual Classroom Training, will improve their scores with DATABANK Practice Exams.

About Pass Perfect

Pass Perfect is a leading developer of targeted, effective training programs for Series 7 and other FINRA and NASAA securities licensing exams.

Our level of experience and expertise is unmatched. Over the last 30 years we have successfully trained over 1,000,000 individuals for these exams.

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