Series 27 Exam Information

Series 27 Exam Overview & FAQs

The Series 27 Exam

The Series 27 exam also known as the Financial and Operations Principal Qualifications exam evaluates a test taker’s knowledge and competency level regarding the topics of net capital, operations, general securities industry regulations and the preservation of books and records.

Series 27 Exam Difficulty Level

Any professional exam in the Financial Services industry is not easy and includes many concepts that test takers must be able to show a satisfactory level of competency. Many people pass the first time, but others need a second attempt to complete the task. The study and exam tools available through Pass Perfect have been proven to be a highly effective method to prepare for the Series 27 exam.

After the Series 27

Professionals who obtain a Series 27 license can manage the records of a regulated financial firm. Usually people in the position of CFO (Chief Financial Officer) or COO (Chief Operations Officer) hold Series 27 licenses.

Series 27 FAQ

How long is the Series 27 Exam?

Exam takers have up to 3 hours and 45 minutes to complete the test.

What is a passing score for the Series 27 exam?

A score of 69% or more is considered passing.

Are there prerequisites for the Series 27 exam?

There are no prerequisites to take the Series 27 exam.

What do I bring to take the Series 27 exam?

Upon arriving at the test center, you will asked to show one form of a government issued ID that contains a signature and photo. All personal belongings will be stored in a locker and you will be escorted to the test area by a staff member. You will then be furnished with any needed materials to take the exam.

How long is the Series 27 good for?

The Series 27 license expires after 2 years, but can be renewed.

What if I fail the Series 27 exam?

If you should fail the Series 27 exam, it is important that you reevaluate the methods you used to prepare for the test. Pass Perfect offers many tools to help you successfully pass the exam.