Classes

Increase your confidence. Improve your exam readiness.

Pass Perfect virtual online classes and reviews are led by industry experts and instructors, providing students with pertinent securities exam essentials and the knowledge you require to successfully prepare to pass.

Classes are held daily - 12:00PM to 4:00PM ET.

SIE

The Securities Industry Essentials or SIE exam is an introductory FINRA licensing exam that you can take without being employed or sponsored by a brokerage firm.

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FromTo
10/12/202010/14/2020
10/19/202010/21/2020
11/09/202011/12/2020
12/16/202012/18/2020

Series 6

The Investment Company and Variable Contracts Products Representative Exam, also referred to as the Series 6 Top off, is required for anyone working in the US Securities industry as a broker soliciting and handling investment company and variable contract products.

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FromTo
10/12/202010/14/2020

Series 7

The General Securities Registered Representative Qualification examination, or Series 7 Top Off, is required for anyone that is working in the securities industry as a broker soliciting and handling customer accounts.

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FromTo
10/05/202010/07/2020
10/14/202010/16/2020
10/21/202010/23/2020
11/09/202011/12/2020
12/16/202012/18/2020

Series 9

The General Securities Sales Supervisor Exam is commonly referred to as the Branch Manager Options exam. Passing this FINRA exam qualifies an individual to be a principal, supervising general securities sales of options at a broker dealer.

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FromTo
10/05/202010/06/2020
11/02/202011/03/2020
11/30/202012/01/2020

Series 10

The General Securities Sales Supervisor Exam is also referred to as the Branch Manager regulations test. It qualifies an individual to be a principal, supervising sales of general securities and municipal securities at a broker dealer.

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FromTo
10/26/202010/29/2020
11/16/202011/19/2020
12/14/202012/17/2020

Series 24

The General Securities Principal Exam is administered by FINRA on behalf of the North American Securities Administrators Association (NASAA). It qualifies a registered individual to supervise designated branch activities.

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FromTo
10/13/202010/16/2020
11/09/202011/13/2020
12/14/202012/17/2020

Series 63

The Uniform Securities Agent State Law Exam is administered by FINRA on behalf of the North American Securities Administrators Association (NASAA). This license is required for anyone that is planning to work as an agent of a broker dealer in a State.

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Dates
09/28/2020

Series 65

The Uniform Investment Advisor Law Exam is administered by FINRA on behalf of the North American Securities Administrators Association (NASAA). This license is required for any person planning to work as an investment advisor representative for a registered investment advisor.

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FromTo
10/21/202010/23/2020
10/28/202010/30/2020
12/07/202012/09/2020

Series 66

The Uniform Combined State Law Exam is a test that gives a person a license equivalent to having passed both the Series 63 and the Series 65. It is administered by the FINRA on behalf of the North American Securities Administrators Association (NASAA).

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FromTo
10/19/202010/21/2020
10/28/202010/30/2020
11/16/202011/18/2020
12/14/202012/16/2020