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Securities and Insurance Licensing Exam Prep

Explore our upcoming class schedules

Classes are purchased as part of a study package. Once you select a package, you’ll be able to choose class dates during checkout. If you’ve already purchased a package and would like to add a class, please contact us.

Securities Schedules

SIE

The Securities Industry Essentials or SIE exam is an introductory FINRA licensing exam that you can take without being employed or sponsored by a brokerage firm.

Classes are held daily — 12:00PM to 4:00PM ET.

Series 6

The Investment Company and Variable Contracts Products Representative Exam, also referred to as the Series 6 Top off, is required for anyone working in the US Securities industry as a broker soliciting and handling investment company and variable contract products.

Classes are held daily — 12:00PM to 4:00PM ET.

Series 7

The General Securities Registered Representative Qualification examination, or Series 7 Top Off, is required for anyone that is working in the securities industry as a broker soliciting and handling customer accounts.

Classes are held daily — 12:00PM to 4:00PM ET.

Series 9

The General Securities Sales Supervisor Exam is commonly referred to as the Branch Manager Options exam. Passing this FINRA exam qualifies an individual to be a principal, supervising general securities sales of options at a broker dealer.

Classes are held daily — 12:00PM to 4:00PM ET.

Series 10

The General Securities Sales Supervisor Exam is also referred to as the Branch Manager regulations test. It qualifies an individual to be a principal, supervising sales of general securities and municipal securities at a broker dealer.

Classes are held daily — 12:00PM to 4:00PM ET.

Series 24

The General Securities Principal Exam, or Series 24, is a FINRA exam that qualifies you to become a principal at a financial services firm. This role involves supervising the activities of a general securities broker-dealer.

Classes are held daily — 12:00PM to 4:00PM ET.

Series 63

The Uniform Securities Agent State Law Exam is administered by FINRA on behalf of the North American Securities Administrators Association (NASAA). This license is required for anyone that is planning to work as an agent of a broker dealer in a State.

Classes are held 12:00PM to 4:00PM ET.

Series 65

The Uniform Investment Advisor Law Exam is administered by FINRA on behalf of the North American Securities Administrators Association (NASAA). This license is required for any person planning to work as an investment advisor representative for a registered investment advisor.

Classes are held daily — 12:00PM to 4:00PM ET.

Series 66

The Uniform Combined State Law Exam is a test that gives a person a license equivalent to having passed both the Series 63 and the Series 65. It is administered by the FINRA on behalf of the North American Securities Administrators Association (NASAA).

Classes are held daily — 12:00PM to 4:00PM ET.

Insurance Schedules

Health

A valid health insurance license is required for you to sell health insurance products in your respective state. As a health insurance agent, you’re authorized to sell policies that cover medical expenses, loss of income due to a disability, and long-term care needs.

Note: Click on “View Course Details” to select your state and choose the Pass Promise package.

Classes are held 9:30 am to 5:00 pm ET.

Life & Health

Earning a life and health insurance license is required to sell life and/or health insurance in your respective state. People often choose to get both life and health licenses since it allows them to sell both lines to the same client.

Note: Click on “View Course Details” to select your state and choose the Pass Promise package.

Classes are held 9:30 am to 5:00 pm ET.

Property & Casualty

A valid property & casualty insurance license qualifies you to sell insurance that covers people’s property, such as their home, business, auto, or boat. All property & casualty insurance agents must obtain a valid license in their respective state.

Note: Click on “View Course Details” to select your state and choose the Pass Promise package.

Classes are held 9:30 am to 5:00 pm ET.

Life

Holding a valid life insurance license qualifies you to sell life insurance, helping people increase or protect their financial assets in the event of the policyholder’s death. All life insurance agents must obtain a valid license in their respective state.

Note: Click on “View Course Details” to select your state and choose the Pass Promise package.

Classes are held 9:30 am to 5:00 pm ET.