Series 27
Series 27
The Series 27 exam — the Financial and Operations Principal Qualification exam (FN) — covers five major functions with a focus on net capital, as well as operations, general securities industry regulations, and preservation of books and records.
145 Questions
3h 45m
69%
70% - 75%
Requisites
None
Topics
- Net capital
- Operations
- General securities industry regulations
- Preservation of books and records
Retake Wait Periods
There is a 30-day wait period to retake the exam if you don’t pass. The $235 exam fee applies each time they take the exam. Our comprehensive learning platform is designed to get you through the test on the first attempt.
What’s Next
Professionals who obtain a Series 27 license can manage the records of a regulated financial firm. Usually people in the position of CFO (Chief Financial Officer) or COO (Chief Operations Officer) hold Series 27 licenses.
Prep Package
Be confident, fully prepared, and ready to pass.
Even for solid test-takers, Series 27 — like many exams — will try to stump you on the question language or format. You need prep that will leave you confident, ready, and prepared to pass. Over $440 Value!
Looking for Study Aids?
We offer resources and materials to help get you prepped and confident.
With Us You Can
Study Smarter
Retention Over Memorization
We’ll provide you with in-depth content and practice questions that mimic the actual test — so there are no surprises come exam day.
Shorten Your Study Time
Delivering content based performance to help you move on from concepts you’ve mastered and going deeper into ones you haven’t.
Customize Your Studies
Delivering content based performance to help you move on from concepts you’ve mastered and going deeper into ones you haven’t.
Virtual, Online Classes
Led by industry experts, providing students with pertinent securities exam essentials and the knowledge needed to successfully pass.
Course Material
Your Ultimate Resource
We have created the ultimate resource to help ensure you pass — the first time. Developed by experts in FINRA licensing, our coursework incorporates everything you need to know to successfully take this important step in advancing your career.
Multi-level Assessments
Includes Quick Quizzes at the topic level.
Chapter Video Lectures
Created by expert Instructors, aligned with the book’s content.
Animated Videos
Reinforcing key concepts and test-taking strategies with simulated exam questions.
Scored and Graded Assessments
Check Your Understanding, Chapter Exams, Mid-Term Exams, and Fixed Final Exams.
Clear and concise course material
Increased efficiency in learning, allowing more time for Final Practice Exams.
Intuitive & Modern User Interface
Our LMS allows you to engage easily and keep careful track of your progress, so you can focus on learning.
