Intro to Securities
Introduction to the Securities Industry
Get a strong start on your financial education journey with this beginner-friendly course. Perfect for those without a financial background, you’ll learn essential industry vocabulary and concepts to prepare you for a career in financial services.
4+ hours
6
24
25 questions
Requisites
None
Topics
- Types of Securities
- Options
- Broker-Dealers
- Financial Regulations
- Risk Management
What’s Next
After completing the Intro to Securities course, you’re set up to take the SIE® (Securities Industry Essentials) exam prep course.
Who can take this course
- Students prepping for a career in financial services
- Recent graduates or entry-level professionals exploring different career paths in the financial sector
- Career changers who want to build foundational knowledge of the industry
- Administrative staff at financial advisory firms who want to communicate more effectively with clients and colleagues
- Employees across all departments (HR, IT, Marketing) within a financial services firm who want a better understanding of their business and clients they serve
Requisites
None
Be confident, fully prepared, and ready to pass.
Introducing a specialized course meticulously crafted for beginners without any prior financial background. Dive into the fundamentals with confidence and embark on your journey to Securities Licensing expertise.
With Us You Can
Study Smarter
Retention Over Memorization
We’ll provide you with in-depth content and practice questions that mimic the actual test — so there are no surprises come exam day.
Shorten Your Study Time
Delivering content based performance to help you move on from concepts you’ve mastered and going deeper into ones you haven’t.
Customize Your Studies
Delivering content based performance to help you move on from concepts you’ve mastered and going deeper into ones you haven’t.
Virtual, Online Classes
Led by industry experts, providing students with pertinent securities exam essentials and the knowledge needed to successfully pass.
Course Material
Your Ultimate Resource
We have created the ultimate resource to help ensure you pass — the first time. Developed by experts in FINRA licensing, our coursework incorporates everything you need to know to successfully take this important step in advancing your career.
Multi-level Assessments
Includes Quick Quizzes at the topic level.
Chapter Video Lectures
Created by expert Instructors, aligned with the book’s content.
Animated Videos
Reinforcing key concepts and test-taking strategies with simulated exam questions.
Scored and Graded Assessments
Check Your Understanding, Chapter Exams, Mid-Term Exams, and Fixed Final Exams.
Clear and concise course material
Increased efficiency in learning, allowing more time for Final Practice Exams.
Intuitive & Modern User Interface
Our LMS allows you to engage easily and keep careful track of your progress, so you can focus on learning.
