Series 7
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Series 7
Created in 1974, the Series 7 exam assesses the knowledge needed to perform functions of an entry level registered representative. It is often referred to as Series 7 top off since it “tops off” a candidate’s registration when paired with the SIE exam (i.e. they are co-requisites). The exam covers ten major areas of the investment markets and over 50 subtopics. The Series 7 exam is administered by the Financial Industry Regulatory Authority (FINRA), and required by FINRA and SEC.
125 Questions
3h 45m
72%
70%
Requisites
Corequisites
Topics
- Regulation
- Customer accounts
- Taxation
- Functioning of primary and secondary accounts
- Product knowledge of options, bonds, equities, and packaged products
Retake Wait Periods
After the first or second time a candidate fails the Series 7, there is a mandatory 30-day waiting period before they can take the exam again. After the third (and subsequent) fails, the waiting period increases to 6 months. The $395 exam fee applies each time they take the exam.
What’s Next
After passing the Series 7 exam, you’ll be able to sell stocks and bonds, mutual funds, municipal securities, rights and warrants, money market funds, exchange traded funds,hedge funds, real estate investment trusts, and more.
Prep Packages
Be confident, fully prepared, and ready to pass.
Known as one of the toughest FINRA licensing exams, Series 7 has a pass rate of less than 72%. You need a prep course that ensures one of those passers will be you.
Looking for Study Aids?
We offer resources and materials to help get you prepped and confident.
With Us You Can
Study Smarter
Retention Over Memorization
We’ll provide you with in-depth content and practice questions that mimic the actual test — so there are no surprises come exam day.
Shorten Your Study Time
Delivering content based performance to help you move on from concepts you’ve mastered and going deeper into ones you haven’t.
Customize Your Studies
Delivering content based performance to help you move on from concepts you’ve mastered and going deeper into ones you haven’t.
Virtual, Online Classes
Led by industry experts, providing students with pertinent securities exam essentials and the knowledge needed to successfully pass.
From self-proclaimed bad test-takers to those with little to-no-experience, we equip our studiers with everything needed to pass the first time.
Course Material
Your Ultimate Resource
We have created the ultimate resource to help ensure you pass — the first time. Developed by experts in FINRA licensing, our coursework incorporates everything you need to know to successfully take this important step in advancing your career.
Multi-level Assessments
Includes Quick Quizzes at the topic level.
Chapter Video Lectures
Created by expert Instructors, aligned with the book’s content.
Animated Videos
Reinforcing key concepts and test-taking strategies with simulated exam questions.
Scored and Graded Assessments
Check Your Understanding, Chapter Exams, Mid-Term Exams, and Fixed Final Exams.
Clear and concise course material
Increased efficiency in learning, allowing more time for Final Practice Exams.
Intuitive & Modern User Interface
Our LMS allows you to engage easily and keep careful track of your progress, so you can focus on learning.
Our Pass Promise
Our Pass Promise courses are thorough, proven and come with a guarantee that students who complete the program will pass their licensing exams. Pass Promise courses guarantee you will pass your exam the first time. And if you don’t, you’ll get a full refund, or you can keep access to all the materials and resources — for free — until you do.
Promise Guarantee
75%
Pass at least 3 practice final exams with a 75% or higher score.
5 days
Take your licensing exam within 5 days of passing the 3 finals.