Series 99 Top Off - Operations Professional

The Series 99 Operations Professional is for anyone in the FINRA list of "covered persons" that must be registered. These are essentially supervisors of client-facing back office functions, and persons who design and implement back-office operations and control systems. Clerical personnel are excluded from the requirement. Also remember that anyone who currently has a Series 6 or Series 7 license is grandfathered.

Please click on an available product below to learn more:

This bundle is for the person who:

  • Prefers hard copy reading
  • Has some financial background
  • Wishes to study specific areas

This bundle includes:

  • Series 99 DATABANK Practice Exams and Printed Materials 2 in 1 Bundle

The Printed Materials program covers:

  • Customer Accounts
  • Professional Conduct

Six simulated Final Exams with detailed explanations complete the program.

(over 250 pages, with over 400 simulated examination questions with detailed explanations)

This bundle is for the person who:

  • Prefers hard copy reading
  • Has some financial background
  • Wishes to study specific areas

This bundle includes:

  • Series 99 DATABANK Practice Exams and Printed Materials 2 in 1 Bundle

Web Based (Recommended)

When used with our Printed Materials, the Series 99 DATABANK Practice Exams software is a convenient and effective method of testing overall comprehension of the material. Using the DATABANK Practice Exams software helps to ensure a full and complete understanding of the material by presenting practice questions of similar complexity to that of the real exam.

The program consists of 5 Final Exams drawn from the major topics found on the actual exam.

Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question the student sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.

Anyone using Printed Materials, or attending Live Virtual Classroom Training, will improve their scores with DATABANK Practice Exams.

The Printed Materials program covers:

  • Customer Accounts
  • Professional Conduct

Six simulated Final Exams with detailed explanations complete the program.

(over 250 pages, with over 400 simulated examination questions with detailed explanations)

Web Based (Recommended)

When used with our Printed Materials, the Series 99 DATABANK Practice Exams software is a convenient and effective method of testing overall comprehension of the material. Using the DATABANK Practice Exams software helps to ensure a full and complete understanding of the material by presenting practice questions of similar complexity to that of the real exam.

The program consists of 5 Final Exams drawn from the major topics found on the actual exam.

Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question the student sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.

Anyone using Printed Materials, or attending Live Virtual Classroom Training, will improve their scores with DATABANK Practice Exams.

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About Pass Perfect

Pass Perfect is a leading developer of targeted, effective training programs for Series 7 and other FINRA and NASAA securities licensing exams.

Our level of experience and expertise is unmatched. Over the last 30 years we have successfully trained over 1,000,000 individuals for these exams.

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