Series 57 Top Off - Securities Trader

**SIE or an applicable license is a co-requisite to take this exam. Learn more about the SIE exam.

The Series 57 Securities Trader Examination is required for any individual who is an OTC equities trader or an OTC trader of exchange-listed options.

Please click on an available product below to learn more:

This bundle is for the person who:

  • Prefers hard copy reading
  • Has some financial background
  • Wishes to study specific areas

This bundle includes:

  • Series 57 DATABANK Practice Exams and Printed Materials 2 in 1 Bundle

The Series 57 exam consists of 125 questions (plus 10 unscored pretest questions) to be completed in 3 hours and 45 minutes. The PassPerfect Series 57 course is divided into the following chapters:

  • Securities
  • Options Strategies
  • Trading Markets
  • Market Maker Activites
  • Trading Practices
  • Securities Industry Regulations

Following the text are 8 simulated Series 57 Finals with complete explanations.

(Over 900 pages, with over 700 simulated examination questions)

This bundle is for the person who:

  • Prefers hard copy reading
  • Has some financial background
  • Wishes to study specific areas

This bundle includes:

  • Series 57 DATABANK Practice Exams and Printed Materials 2 in 1 Bundle

When used with our Printed Materials, the Series 57 DATABANK Practice Exams software is a convenient and effective method of testing overall comprehension of the material. Using the DATABANK Practice Exams software helps to ensure a full and complete understanding of the material by presenting practice questions of similar complexity to that of the real exam.

The program consists of 8 Final Exams drawn from the major topics found on the actual exam.

Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question the student sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.

Anyone using Printed Materials will improve their scores with DATABANK Practice Exams.

The Series 57 exam consists of 125 questions (plus 10 unscored pretest questions) to be completed in 3 hours and 45 minutes. The PassPerfect Series 57 course is divided into the following chapters:

  • Securities
  • Options Strategies
  • Trading Markets
  • Market Maker Activites
  • Trading Practices
  • Securities Industry Regulations

Following the text are 8 simulated Series 57 Finals with complete explanations.

(Over 900 pages, with over 700 simulated examination questions)

When used with our Printed Materials, the Series 57 DATABANK Practice Exams software is a convenient and effective method of testing overall comprehension of the material. Using the DATABANK Practice Exams software helps to ensure a full and complete understanding of the material by presenting practice questions of similar complexity to that of the real exam.

The program consists of 8 Final Exams drawn from the major topics found on the actual exam.

Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question the student sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.

Anyone using Printed Materials will improve their scores with DATABANK Practice Exams.

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About Pass Perfect

Pass Perfect is a leading developer of targeted, effective training programs for Series 7 and other FINRA and NASAA securities licensing exams.

Our level of experience and expertise is unmatched. Over the last 30 years we have successfully trained over 1,000,000 individuals for these exams.

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