Series 51 - Municipal Fund Securities

Anyone who manages, directs or supervises activities in municipal fund securities (Section 529 Plans) must be licensed as either a Series 51 Limited Principal or Series 53 Municipal Securities Principal.

The Series 51 was developed for broker-dealers who do not deal in traditional municipal securities and thus do not have a Series 53 licensed principal. These broker-dealers are FINRA members that either have Series 24 or Series 26 licensed principals. These individuals can "tack on" a limited municipal principal license to supervise the sale of Section 529 plans by becoming Series 51 principals.

Please click on an available product below to learn more:

This bundle is for the person who:

  • Prefers hard copy reading
  • Has some financial background
  • Wishes to study specific areas

This bundle includes:

  • Series 51 DATABANK Practice Exams and Printed Materials 2 in 1 Bundle

The Series 51 exam consists of 60 questions to be completed in 90 minutes. The PassPerfect Series 51 course is divided into the following chapters:

  • Municipal Fund Securities
  • Sales Supervision
  • Underwriting and Disclosure Obligations
  • Fair Practice Rules

Following the text are 6 simulated Series 51 Finals with complete explanations.

(Over 150 pages, with over 400 simulated examination questions)

This bundle is for the person who:

  • Prefers hard copy reading
  • Has some financial background
  • Wishes to study specific areas

This bundle includes:

  • Series 51 DATABANK Practice Exams and Printed Materials 2 in 1 Bundle

Web Based (Recommended)

Designed to complement our Printed Materials, Series 51 DATABANK Practice Exams software is a convenient and effective method of testing a student's overall comprehension of the material. Using DATABANK Practice Exams software prepares the candidate for the actual test by presenting practice questions of similar complexity to that of the real exam.

The program consists of 6 Final Exams drawn from the major topics found on the actual exam.

Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question the student sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.

Anyone using Printed Materials, or attending Live Virtual Classroom Training, will improve their scores with DATABANK Practice Exams.

The Series 51 exam consists of 60 questions to be completed in 90 minutes. The PassPerfect Series 51 course is divided into the following chapters:

  • Municipal Fund Securities
  • Sales Supervision
  • Underwriting and Disclosure Obligations
  • Fair Practice Rules

Following the text are 6 simulated Series 51 Finals with complete explanations.

(Over 150 pages, with over 400 simulated examination questions)

Web Based (Recommended)

Designed to complement our Printed Materials, Series 51 DATABANK Practice Exams software is a convenient and effective method of testing a student's overall comprehension of the material. Using DATABANK Practice Exams software prepares the candidate for the actual test by presenting practice questions of similar complexity to that of the real exam.

The program consists of 6 Final Exams drawn from the major topics found on the actual exam.

Each question has a detailed explanation that not only explains which answer is correct, but also explains why the other answers are wrong for the more complex concepts.

No two tests in DATABANK Practice Exams are the same — the depth of the question pool ensures that each question the student sees is unique. All of the tests are weighted in the same manner as the material in the actual exam.

Anyone using Printed Materials, or attending Live Virtual Classroom Training, will improve their scores with DATABANK Practice Exams.

About Pass Perfect

Pass Perfect is a leading developer of targeted, effective training programs for Series 7 and other FINRA and NASAA securities licensing exams.

Our level of experience and expertise is unmatched. Over the last 30 years we have successfully trained over 1,000,000 individuals for these exams.

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