Series 31 - Futures Managed Funds

The Series 31 examination is required for those who wish to receive trailing commissions on commodity limited partnerships, commodity pools, or managed accounts guided by Commodity Trading Advisers. It is also meant for those supervising these same limited activities. Individuals who take this exam in lieu of the Series 3 cannot open individual futures trading accounts.

Our text covers all tested subjects on the exam, including:

  • General Market Knowledge
  • General Regulations
  • CPO / CTA Regulations
  • CPO / CTA Disclosure Documents
  • Know Your Customer Rule
  • Disclosure for Upfront Fees
  • Disclosure for Costs Associated with Futures Transactions
  • Promotional Material

Each section is followed by a quiz. Two Series 31 simulated Final Exams with complete explanations are provided to give the user practical experience with the exam format.

(over 90 pages, with over 180 simulated examination questions with detailed explanations)

This is a product of creativebusiness.com

Our text covers all tested subjects on the exam, including:

  • General Market Knowledge
  • General Regulations
  • CPO / CTA Regulations
  • CPO / CTA Disclosure Documents
  • Know Your Customer Rule
  • Disclosure for Upfront Fees
  • Disclosure for Costs Associated with Futures Transactions
  • Promotional Material

Each section is followed by a quiz. Two Series 31 simulated Final Exams with complete explanations are provided to give the user practical experience with the exam format.

(over 90 pages, with over 180 simulated examination questions with detailed explanations)

This is a product of creativebusiness.com

About Pass Perfect

Pass Perfect is a leading developer of targeted, effective training programs for Series 7 and other FINRA and NASAA securities licensing exams.

Our level of experience and expertise is unmatched. Over the last 30 years we have successfully trained over 1,000,000 individuals for these exams.

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