Series 10 - Branch Manager - Regulations

The Series 9/10 exam is accepted by FINRA member firms to license branch managers to supervise branch activities. The prerequisite examination is the Series 7.

The Series 9/10 General Securities Sales Supervisor examination is segmented into two portions:

  • Series 9 - 55 questions on Options, to be completed within 1 ½ hours
  • Series 10 - 145 questions covering Federal Regulations, FINRA Rules, and MSRB Rules, to be completed in 4 hours.

This product page is for Series 10 products only.

If you would like to purchase study material for Series 9 and 10, please follow this link.

About Pass Perfect

Pass Perfect is a leading developer of targeted, effective training programs for Series 7 and other FINRA and NASAA securities licensing exams.

Our level of experience and expertise is unmatched. Over the last 30 years we have successfully trained over 1,000,000 individuals for these exams.

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